RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• H•••••••••
- M•••• P•••••• C••••• G••••• L•• other currentsince Feb 2, 2024 · Packwood, Wa
- M•••• P•••••• C••••• G••••• L•• otherJan 4, 2023 to Dec 31, 2023 · Wilson, Wy
- M•••• P•••••• C••••• G••••• L•• otherSep 27, 2013 to Dec 31, 2022 · Wilson, Wy
- E••••• J•••• national BDFeb 27, 2012 to Oct 3, 2013 · Edgewood, Wa
- E••••• J•••• to M•••• P•••••• C••••• G••••• L••left Oct 3, 2013, registered Sep 27, 2013 (-6 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address