DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Edward Gilbers
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tom Gilbers
At current firm
1 y
since Sep 16, 2025
In the industry
14 y
since Oct 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 16, 2025 · St Louis, Mo
- Aldrich Wealth LP independent RIAJan 15, 2020 to Jul 1, 2025 · Lake Oswego, Or
- Stifel, Nicolaus & Company, Incorporated national BDMar 14, 2013 to Aug 7, 2019 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Aldrich Wealth LP to LPL Financial LLCleft Jul 1, 2025, registered Sep 16, 2025 (77 days) · RIA to affiliated broker-dealer or bank
- Stifel, Nicolaus & Company, Incorporated to Aldrich Wealth LPleft Aug 7, 2019, registered Jan 15, 2020 (161 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Thomas Edward Gilbers left Aldrich Wealth Lp for Lpl Financial Llc (registered 2025-09-16)Jul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address