RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M• C••••••
- V•••••• A•••••••• I••• BD affiliated currentsince Jan 2, 2020 · Mayfield Village, Oh
- C•••••••• F•••••••• G•••• A••••••• formerJan 22, 2015 to Nov 19, 2019 · Mayfield Village, Oh
- P•• W••••• M••••••••• BD affiliatedApr 18, 2013 to Jan 29, 2015 · Chardon, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 10, 2012 to Apr 8, 2013 · Cleveland, Oh
- C•••••••• F•••••••• G•••• A••••••• to V•••••• A•••••••• I•••left Nov 19, 2019, registered Jan 2, 2020 (44 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to C•••••••• F•••••••• G•••• A•••••••left Jan 29, 2015, registered Jan 22, 2015 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Apr 8, 2013, registered Apr 18, 2013 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address