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Registered advisor
L•••• G••••• M••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Lou M••••••
At current firm
1 y
since Jul 10, 2025
In the industry
14 y
since Jan 31, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Allentown, Pa
- N••• F•••••••• G••••• I••• formerApr 10, 2017 to Jul 10, 2025 · Allentown, Pa
- P•••••• A•••••• G••••• L•• BD affiliatedJul 31, 2014 to Apr 10, 2017 · Easton, Pa
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- P•••••• A•••••• G••••• L•• to N••• F•••••••• G••••• I•••left Apr 10, 2017, registered Apr 10, 2017 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address