RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J••••• G•••••
- T••• • W••••• M••••••••• L•• state registered currentsince Feb 6, 2025 · C•••••••••, Sc
- C••••••••• C•••••• M••••••••• L•• unclassifiedFeb 18, 2016 to Mar 19, 2020 · New York, Ny
- B•• P•••••••• I••• BD affiliatedSep 18, 2015 to Dec 31, 2015 · Charleston, Sc
- W•••• F•••• A••••••• wirehouseJan 11, 2012 to Sep 28, 2015 · C•••••••••, Sc
- C••••••••• C•••••• M••••••••• L•• to T••• • W••••• M••••••••• L••left Mar 19, 2020, registered Feb 6, 2025 (1785 days) · Other
- B•• P•••••••• I••• to C••••••••• C•••••• M••••••••• L••left Dec 31, 2015, registered Feb 18, 2016 (49 days) · Other
- W•••• F•••• A••••••• to B•• P•••••••• I•••left Sep 28, 2015, registered Sep 18, 2015 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address