RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J••••• H•••••
- S••••• M••••••••• independent RIA currentsince Feb 16, 2018 · Flagstaff, Az
- F••• P•••• W••••• M••••••••• L•• unclassifiedMay 6, 2014 to Feb 1, 2018 · Flagstaff, Az
- V••• W••••• M••••••••• P••• independent RIAFeb 9, 2012 to May 2, 2014 · Flagstaff, Az
- F••• P•••• W••••• M••••••••• L•• to S••••• M•••••••••left Feb 1, 2018, registered Feb 16, 2018 (15 days) · Other · moved with a team
- V••• W••••• M••••••••• P••• to F••• P•••• W••••• M••••••••• L••left May 2, 2014, registered May 6, 2014 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address