J•••• B•••• W•••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedAbilene, Txdual registrantIAPD 5997179

Feed of 09/14/2026

At current firm

10 y

since Aug 1, 2016

In the industry

14 y

since Feb 29, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Aug 1, 2016 · Abilene, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Jul 29, 2016 · Abilene, Tx
C••••• I••••••••• S••••••• L•• former
Nov 14, 2012 to Jan 21, 2014 · Abilene, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 29, 2016, registered Aug 1, 2016 (3 days) · Other · moved with a team
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address