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RIA Intelligence
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Registered advisor
D•••• A••••• V••••••
Feed of 09/14/2026
Also filed as D•••• V••••••
At current firm
8 y
since Mar 5, 2018
In the industry
13 y
since Jun 7, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 5, 2018 · Cheshire, Ct
- H••• S••••••••• •••• I••• BD affiliatedMay 12, 2016 to Nov 17, 2017 · Boca Raton, Fl
- E•• F•••••••• A••••••• independent RIAApr 6, 2015 to Dec 7, 2015 · Boca Raton, Fl
- M•• F•••••••• S•••••••• I••• formerMar 17, 2014 to Jul 9, 2014 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Nov 17, 2017, registered Mar 5, 2018 (108 days) · Other · moved with a team
- E•• F•••••••• A••••••• to H••• S••••••••• •••• I•••left Dec 7, 2015, registered May 12, 2016 (157 days) · Other
- M•• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••left Jul 9, 2014, registered Apr 6, 2015 (271 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address