M••• J•••••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 4, 2022 · Edgewood, Ky
• J••• M••••• S••••••••• L•• wirehouse
  Sep 11, 2015 to Apr 1, 2022 · Crescent Springs, Ky
• F•••• T•••• S••••••••• I••• BD affiliated
  Nov 28, 2014 to Sep 14, 2015 · Cincinnati, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 24, 2012 to Nov 20, 2014 · Indianapolis, In

• J••• M••••• S••••••••• L•• to L•• F•••••••• L••
  left Apr 1, 2022, registered Apr 4, 2022 (3 days) · Wirehouse to independent RIA
• F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Sep 14, 2015, registered Sep 11, 2015 (-3 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
  left Nov 20, 2014, registered Nov 28, 2014 (8 days) · Other

• ••• Locked
  Apr 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address