DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• D••••• C••••••••

A•• 2• P•••••••state registeredWinchester, MaIA-onlyIAPD 5999947

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jun 25, 2025

In the industry

25 y

since Mar 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•• 2• P••••••• state registered current
since Jun 25, 2025 · Winchester, Ma
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 29, 2025 · Winchester, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jul 13, 2016 to Jul 13, 2018 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to A•• 2• P•••••••
left Apr 29, 2025, registered Jun 25, 2025 (57 days) · Affiliated broker-dealer or bank to a state-registered adviser
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

J••• D••••• C•••••••• left S•••••••• A••••••• L•• for A•• 2• P••••••• (registered 2025-06-25)
Apr 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address