RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R••••• R•••
- O••••••••• institutional currentsince Apr 14, 2026 · Gilbert, Az
- P•• A••••••• independent RIAJan 12, 2023 to Apr 15, 2026 · Phoenix, Az
- E•••••••• A•••••••• L•• national BDOct 21, 2016 to Jan 18, 2023 · Tempe, Az
- P•• A••••••• to O•••••••••left Apr 15, 2026, registered Apr 14, 2026 (-1 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to P•• A•••••••left Jan 18, 2023, registered Jan 12, 2023 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••••••• R••••• R••• left P•• A••••••• for Onedigital (registered 2026-04-14)Apr 15, 2026 · Advisor changed firm · fact
- J••••••• R••••• R••• left E•••••••• A•••••••• L•• for P•• A••••••• (registered 2023-01-12)Jan 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address