RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R• D••
- I••••••••• A••••••• G•••• independent RIA currentsince Jan 22, 2021 · Lexington, Ma
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Mar 27, 2018 · Burlington, Ma
- T•••••• C••••••• I••• independent RIAJul 5, 2016 to Jan 4, 2021 · Woburn, Ma
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 16, 2015 to Nov 29, 2017 · Woburn, Ma
- T•••••• C••••••• I••• to L•• F•••••••• L••left Jan 4, 2021, registered Nov 29, 2017 (-1132 days) · RIA to RIA
- L•• F•••••••• L•• to I••••••••• A••••••• G••••left Mar 27, 2018, registered Jan 22, 2021 (1032 days) · RIA to RIA
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to T•••••• C••••••• I•••left Nov 29, 2017, registered Jul 5, 2016 (-512 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address