RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• G• P••••
- J•••••• W••••• I••• mixed wealth currentsince Jan 2, 2025 · Madison, Wi
- L•• F•••••••• L•• BD affiliatedAug 6, 2018 to Apr 29, 2022 · Belleville, Wi
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 16, 2012 to Jun 19, 2018 · Oshkosh, Wi
- L•• F•••••••• L•• to J•••••• W••••• I•••left Apr 29, 2022, registered Jan 2, 2025 (979 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 19, 2018, registered Aug 6, 2018 (48 days) · Affiliated broker-dealer or bank to independent RIA
- A••• G• P•••• left L•• F•••••••• L•• for J•••••• W••••• I••• (registered 2025-01-02)Apr 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address