DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Thomas Carson
Feed of 09/14/2026
At current firm
0 y
since Nov 10, 2025
In the industry
14 y
since Mar 16, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dtcarson Asset Management state registered currentsince Nov 10, 2025 · Tampa, Fl
- Dtcarson Asset Management state registeredJan 10, 2018 to Dec 31, 2018 · Tampa, Fl
- Dtcarson Asset Management state registeredDec 16, 2016 to Dec 31, 2017 · Tampa, Fl
- Wealth Teams Alliance independent RIAJun 30, 2015 to Mar 2, 2017 · Los Angeles, Ca
- Equitable Advisors, LLC national BDJun 12, 2013 to Jun 30, 2015 · Los Angeles, Ca
- Morgan Stanley wirehouseMar 19, 2012 to Apr 3, 2013 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wealth Teams Alliance to Dtcarson Asset Managementleft Mar 2, 2017, registered Dec 16, 2016 (-76 days) · RIA to a state-registered adviser
- Equitable Advisors, LLC to Wealth Teams Allianceleft Jun 30, 2015, registered Jun 30, 2015 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Morgan Stanley to Equitable Advisors, LLCleft Apr 3, 2013, registered Jun 12, 2013 (70 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address