S•••• R•••••• T••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 12, 2023 · Succasunna, Nj
• R•••••• J•••• • A••••••••• I••• national BD
  Apr 19, 2021 to Apr 20, 2023 · New York, Ny
• M••••• S•••••• wirehouse
  Aug 29, 2013 to Aug 29, 2013 · Morristown, Nj
• U•• F•••••••• S••••••• I••• wirehouse
  Aug 29, 2013 to Apr 29, 2021 · Florham Park, Nj

• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left Apr 20, 2023, registered Apr 12, 2023 (-8 days) · Affiliated broker-dealer or bank to another
• U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Apr 29, 2021, registered Apr 19, 2021 (-10 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to U•• F•••••••• S••••••• I•••
  left Aug 29, 2013, registered Aug 29, 2013 (0 days) · Wirehouse to wirehouse

• ••• Locked
  Apr 20, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address