J••• M• B••••

• L•• E••••••••• L•• BD affiliated current
  since Jan 1, 2025 · Tampa, Fl
• P•••• S••••••••• L•• no RAUM
  Sep 12, 2023 to Nov 12, 2024 · Boca Raton, Fl
• R•• C•••••• M••••••• L•• national BD
  Dec 6, 2022 to Aug 9, 2023 · Palm Beach Gardens, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 13, 2015 to Dec 5, 2022 · Boynton Beach, Fl
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Mar 15, 2013 to Dec 23, 2014 · Boca Raton, Fl

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 12, 2024, registered Jan 1, 2025 (50 days) · corporate re-registration, not a move
• R•• C•••••• M••••••• L•• to P•••• S••••••••• L••
  left Aug 9, 2023, registered Sep 12, 2023 (34 days) · Affiliated broker-dealer or bank to another
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
  left Dec 5, 2022, registered Dec 6, 2022 (1 days) · Wirehouse to affiliated broker-dealer or bank
• V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 23, 2014, registered Mar 13, 2015 (80 days) · Other

• ••• Locked
  Aug 9, 2023 · Advisor changed firm · fact
• ••• Locked
  Dec 5, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address