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Registered advisor
C••••••••• J•••• O•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••••••• J•••• O•••••••
At current firm
2 y
since Jun 14, 2024
In the industry
14 y
since Jun 7, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Cupertino, Ca
- S••••••••• A•••••• A•••••••• I••• formerMay 6, 2022 to Jun 14, 2024 · Cupertino, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to May 10, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 24, 2015 to Jul 13, 2018 · Sunnyvale, Ca
- E•••••• C•••••• M••••••••• L•• formerApr 23, 2014 to Jun 9, 2015 · Arlington, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 17, 2012 to Apr 10, 2014 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- F••••••• P••••••• A•• W•••••••• A••••••• to S••••••••• A•••••• A•••••••• I•••left May 10, 2022, registered May 6, 2022 (-4 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to S•••••••• A••••••• L••left Jun 9, 2015, registered Jun 24, 2015 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Apr 10, 2014, registered Apr 23, 2014 (13 days) · Other
Signals
- C••••••••• J•••• O••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S••••••••• A•••••• A•••••••• I••• (registered 2022-05-06)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address