RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• B••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Jul 12, 2023 · Nashville, Tn
- C•••••• O•• A•••••••• L•• formerAug 10, 2016 to Mar 26, 2018 · Annapolis, Md
- M••••• L•• independent RIAApr 8, 2015 to Jan 4, 2016 · Tysons Corner, Va
- C•••••• O•• A•••••••• L•• to C•••••• C••••• G••••• I•••left Mar 26, 2018, registered Jul 12, 2023 (1934 days) · Other
- M••••• L•• to C•••••• O•• A•••••••• L••left Jan 4, 2016, registered Aug 10, 2016 (219 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address