RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• H•••••
- H•••••••• A•••••••• L•• BD affiliated currentsince Apr 5, 2023 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMay 25, 2016 to Oct 28, 2020 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerMar 11, 2013 to Apr 4, 2014 · Boston, Ma
- L•• F•••••••• L•• to H•••••••• A•••••••• L••left Oct 28, 2020, registered Apr 5, 2023 (889 days) · Affiliated broker-dealer or bank to another
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to L•• F•••••••• L••left Apr 4, 2014, registered May 25, 2016 (782 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address