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Registered advisor
B•••• I•••••
Feed of 09/14/2026
Also filed as Bruce R Iacono
At current firm
8 y
since May 15, 2018
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 15, 2018 · Brewster, Ny
- E•••••••• A•••••••• L•• national BDJun 6, 2013 to May 9, 2018 · Brewster, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left May 9, 2018, registered May 15, 2018 (6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address