DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• H••••• K•••••

S•••••••• E••••• P•••••••• L••independent RIATraverse City, MiIA-onlyIAPD 6016451

Certified Financial Planner

Feed of 09/14/2026

Also filed as Dave Knight

At current firm

0 y

since Sep 1, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• E••••• P•••••••• L•• independent RIA current
since Sep 1, 2026 · Traverse City, Mi
S•••••••• W••••• M••••••••• independent RIA
Jan 2, 2024 to Sep 3, 2026 · Traverse City, Mi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Nov 6, 2018 to Dec 31, 2023 · Traverse City, Mi
T• A••••••••• I••• former
Feb 27, 2018 to Nov 7, 2018 · Traverse City, Mi
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Nov 7, 2018 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jun 27, 2016 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W••••• M••••••••• to S•••••••• E••••• P•••••••• L••
left Sep 3, 2026, registered Sep 1, 2026 (-2 days) · RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• W••••• M•••••••••
left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Nov 7, 2018, registered Feb 27, 2018 (-253 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 7, 2018, registered Nov 6, 2018 (-1 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

David Howard Knight left Stonepath Wealth Management for Signature Equity Partners, Llc (registered 2026-09-01)
Sep 3, 2026 · Advisor changed firm · fact
David Howard Knight left Cambridge Investment Research Advisors, Inc. for Stonepath Wealth Management (registered 2024-01-02)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address