DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

2 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Sandra BuhayOmaha, NeSep 27, 2018Mar 1, 2018
Jack Thomas Boyd LemkeOmaha, NeSep 28, 2018Sep 4, 2013
Dylan James ConnollyOmaha, NeOct 2, 2018Aug 11, 2017
Amanda Catherine PrescottOmaha, NeOct 9, 2018Feb 27, 2018
Charles MolloyOmaha, NeOct 9, 2018Feb 27, 2018
John Charles AnglinOmaha, NeOct 9, 2018Feb 28, 2018
Liam Blake PowersOmaha, NeOct 9, 2018Aug 3, 2020
Patricia R YaraOmaha, NeOct 9, 2018Feb 28, 2018
Mary Ann PervisOmaha, NeOct 16, 2018Feb 27, 2018
Mark E. ZivkovichOmaha, NeOct 18, 2018Feb 27, 2018
Michael Alan AlonsoOmaha, NeOct 18, 2018Feb 27, 2018
Travis Ryan FullerOmaha, NeOct 19, 2018Feb 27, 2018
Ali Akbar HastaOmaha, NeOct 25, 2018Feb 27, 2018
Bradford Taylor HardyOmaha, NeNov 6, 2018Feb 27, 2018
Christopher Allen CoffmanOmaha, NeNov 6, 2018Aug 4, 2017
Nathan Michael HellmanOmaha, NeNov 6, 2018Apr 13, 2018
David Howard KnightOmaha, NeNov 7, 2018Feb 27, 2018
The rule
Registrations ended
Sep 27, 2018 to Sep 28, 2018
Registered next
Sep 4, 2013 to Mar 1, 2018
Branch state
NE
Cities
1, most in Omaha, Ne
Registered there that day
1,518 (people still on IAPD; an estimate)
Share of that headcount
0.1%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I••••••••• M••••••••• L••Other teams into T• A••••••••• I•••