RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J•••• P••••
- D•••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 3, 2025 · Santa Fe, Nm
- A••••••••• F•••••••• S•••••••• L•• national BDOct 23, 2019 to Jun 4, 2025 · Sandy, Ut
- E••••• J•••• national BDMay 8, 2012 to Oct 7, 2019 · St Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• to D•••••••• A••••••• S•••••••• L••left Jun 4, 2025, registered Jun 3, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Oct 7, 2019, registered Oct 23, 2019 (16 days) · Affiliated broker-dealer or bank to another
- B•••• J•••• P•••• left A••••••••• F•••••••• S•••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2025-06-03)Jun 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address