RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• T••••• C••
- P••••••••• F•••••••• A•••••••• L•• mixed wealth currentsince Aug 1, 2019 · Overland Park, Ks
- P•••••• C•••••• M••••••••• L•• formerMay 5, 2015 to Aug 12, 2021 · Kansas City, Mo
- U•• F•••••••• S•••••••• I••• independent RIAFeb 6, 2015 to Apr 8, 2015 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• to P••••••••• F•••••••• A•••••••• L••left Aug 12, 2021, registered Aug 1, 2019 (-742 days) · RIA to RIA
- U•• F•••••••• S•••••••• I••• to P•••••• C•••••• M••••••••• L••left Apr 8, 2015, registered May 5, 2015 (27 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address