DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from U•• F•••••••• S•••••••• I••• to P•••••• C•••••• M••••••••• L••
Not a lift-out: both firms report Umb Financial Corp as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Lee Kisner | Kansas City, Mo | Apr 8, 2015 | May 5, 2015 |
| Steven Thomas Cox | Kansas City, Mo | Apr 8, 2015 | May 5, 2015 |
The rule
- Registrations ended
- Apr 8, 2015
- Registered next
- May 5, 2015
- Branch state
- MO
- Cities
- 1, most in Kansas City, Mo
- Registered there that day
- 41 (people still on IAPD; an estimate)
- Share of that headcount
- 4.9%
- One enterprise because
- both firms report Umb Financial Corp as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape