RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• A•• W••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Indianapolis, In
- B••••••••• S•••••••• W•••••• L•• formerJul 5, 2016 to Nov 14, 2024 · Indianapolis, In
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 7, 2015 to Jun 13, 2016 · Indianapolis, In
- T•• M••••• F••• S•••• formerJun 15, 2015 to Sep 3, 2015 · Indianapolis, In
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- F•••••••• E•••••• A•••••• C•••••• L•• to B••••••••• S•••••••• W•••••• L••left Jun 13, 2016, registered Jul 5, 2016 (22 days) · Other
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Sep 3, 2015, registered Jul 7, 2015 (-58 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address