RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Wyoming, Mi
- A•••••• A••••••• S••••••• formerNov 13, 2017 to Sep 5, 2025 · Wyoming, Mi
- S•••••••• F••••••••• I••• formerJul 2, 2015 to Sep 20, 2017 · Byron Center, Mi
- A••••••• A••••••• S••••••• formerMar 11, 2014 to Jul 23, 2015 · Perrysburg, Oh
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to A•••••• A••••••• S•••••••left Sep 20, 2017, registered Nov 13, 2017 (54 days) · Other
- A••••••• A••••••• S••••••• to S•••••••• F••••••••• I•••left Jul 23, 2015, registered Jul 2, 2015 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address