RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••••• P•• L•• no RAUM currentsince Jul 20, 2026 · Tampa, Fl
- F•••••• independent RIASep 30, 2022 to Jun 30, 2026 · San Francisco, Ca
- P••••••••• B•••••••• S•••••••• I••• independent RIAJan 2, 2018 to Oct 4, 2022 · Kiel, Wi
- F•••••• to V•••••• P•• L••left Jun 30, 2026, registered Jul 20, 2026 (20 days) · RIA to a newly registered adviser
- P••••••••• B•••••••• S•••••••• I••• to F••••••left Oct 4, 2022, registered Sep 30, 2022 (-4 days) · RIA to RIA
- D••••• R• C•••••• left Farther for V•••••• P•• L•• (registered 2026-07-20)Jun 30, 2026 · Advisor changed firm · fact
- D••••• R• C•••••• left P••••••••• B•••••••• S•••••••• I••• for Farther (registered 2022-09-30)Oct 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address