DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Gregor Stark
Feed of 09/14/2026
Also filed as Greg Stark
At current firm
4 y
since Mar 28, 2022
In the industry
13 y
since Feb 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Valic Financial Advisors, Inc. BD affiliated currentsince Mar 28, 2022 · Edina, Mn
- LPL Financial LLC BD affiliatedJul 21, 2021 to Oct 29, 2021 · Cloquet, Mn
- Waddell & Reed formerApr 13, 2021 to Jul 21, 2021 · Cloquet, Mn
- U.S. Bancorp Investments, Inc. formerNov 9, 2017 to Nov 23, 2020 · Moriarty, Nm
- Waddell & Reed formerJul 22, 2013 to Nov 10, 2017 · Santa Fe, Nm
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Valic Financial Advisors, Inc.left Oct 29, 2021, registered Mar 28, 2022 (150 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- U.S. Bancorp Investments, Inc. to Waddell & Reedleft Nov 23, 2020, registered Apr 13, 2021 (141 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to U.S. Bancorp Investments, Inc.left Nov 10, 2017, registered Nov 9, 2017 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address