DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Gregory Harper
Feed of 09/14/2026
At current firm
8 y
since Feb 19, 2018
In the industry
17 y
since Mar 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gradient Advisors, LLC independent RIA currentsince Feb 19, 2018 · Arden Hills, Mn
- Heritage Financial Wealth Management, LLC unclassifiedApr 26, 2013 to Mar 28, 2018 · Tampa, Fl
- Atlantic Investments A Registered Investment Advisor, Inc state registeredApr 3, 2012 to Jul 30, 2012 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Heritage Financial Wealth Management, LLC to Gradient Advisors, LLCleft Mar 28, 2018, registered Feb 19, 2018 (-37 days) · Other
- Atlantic Investments A Registered Investment Advisor, Inc to Heritage Financial Wealth Management, LLCleft Jul 30, 2012, registered Apr 26, 2013 (270 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address