RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M• M•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 17, 2026 · Lake Wales, Fl
- E••••• J•••• national BDOct 6, 2023 to Mar 19, 2026 · Lake Wales, Fl
- K•••• M••••••••• formerAug 25, 2021 to Aug 18, 2022 · Ponte Vedra Beach, Fl
- E••••• J•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 19, 2026, registered Mar 17, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- K•••• M••••••••• to E••••• J••••left Aug 18, 2022, registered Oct 6, 2023 (414 days) · Affiliated broker-dealer or bank to another
- K•••••• M• M••••• left E••••• J•••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-03-17)Mar 19, 2026 · Advisor changed firm · fact
- K•••••• M• M••••• left K•••• M••••••••• for E••••• J•••• (registered 2023-10-06)Aug 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address