DFX Intelligence
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Registered advisor
M•••••• A••• J••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• A••• J••••••••• A• J••••
At current firm
6 y
since Oct 9, 2019
In the industry
14 y
since Feb 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Oct 9, 2019 · Boca Raton, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 12, 2017 to May 29, 2019 · West Palm Beach, Fl
- T• A••••••••• I••• formerOct 2, 2017 to May 29, 2019 · West Palm Beach, Fl
- S•••••••• A••••••• L•• national BDApr 1, 2015 to Sep 18, 2017 · Ft. Lauderdale, Fl
- S•••••••• A••••••• L•• national BDOct 31, 2012 to Oct 29, 2013 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to U••••• C•••••• F•••••••• A•••••••left May 29, 2019, registered Oct 9, 2019 (133 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 29, 2019, registered Oct 12, 2017 (-594 days) · channel change inside one enterprise, not a move
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Sep 18, 2017, registered Oct 2, 2017 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address