DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• J••• H•••••••

G••••• V••• C•••••• M••••••••• L••independent RIAAddison, Tx IA-onlyIAPD 6036234

Feed of 09/15/2026

Also filed as T•••• H•••••••

At current firm

1 y

since Feb 12, 2025

In the industry

13 y

since Mar 25, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• V••• C•••••• M••••••••• L•• independent RIA current
since Feb 12, 2025 · Addison, Tx
C••••••• F•••••••• S•••••• C••••••••• former
Sep 6, 2023 to Jun 17, 2024 · Centennial, Co
G••••••••• W••••• P••••••• L•• former
Apr 1, 2019 to Dec 31, 2021 · Sarasota, Fl
N••• C••••••••• BD affiliated
Mar 22, 2019 to Mar 28, 2019 · Boca Raton, Fl
C•••••• S••••• • C••• I••• national BD
Dec 17, 2015 to Jul 24, 2017 · Metairie, La
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 26, 2013 to Sep 29, 2015 · Mill Valley, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••• F•••••••• S•••••• C••••••••• to G••••• V••• C•••••• M••••••••• L••
left Jun 17, 2024, registered Feb 12, 2025 (240 days) · Other
G••••••••• W••••• P••••••• L•• to C••••••• F•••••••• S•••••• C•••••••••
left Dec 31, 2021, registered Sep 6, 2023 (614 days) · Other
N••• C••••••••• to G••••••••• W••••• P••••••• L••
left Mar 28, 2019, registered Apr 1, 2019 (4 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to N••• C•••••••••
left Jul 24, 2017, registered Mar 22, 2019 (606 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Sep 29, 2015, registered Dec 17, 2015 (79 days) · Wirehouse to affiliated broker-dealer or bank

Signals

T•••• J••• H••••••• left C••••••• F•••••••• S•••••• C••••••••• for G••••• V••• C•••••• M••••••••• L•• (registered 2025-02-12)
Jun 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address