DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• W•••••• W••••
Feed of 09/15/2026
Also filed as Bill W••••
At current firm
10 y
since Jul 18, 2016
In the industry
46 y
since Mar 20, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• A••••••• I••• BD affiliated currentsince Jul 18, 2016 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerMar 24, 2011 to Jun 30, 2016 · Tulsa, Ok
- M••••••• I••••••••• N•••••• I••• BD affiliatedJun 18, 2002 to Feb 17, 2011 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••left Jun 30, 2016, registered Jul 18, 2016 (18 days) · corporate re-registration, not a move
- M••••••• I••••••••• N•••••• I••• to S••••• A••• A•••• M••••••••• I•••left Feb 17, 2011, registered Mar 24, 2011 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address