RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••••• T•••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 24, 2026 · Pasadena, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedDec 24, 2018 to Nov 13, 2020 · Pasadena, Ca
- B•• P•••••••• I••• BD affiliatedJan 23, 2017 to Oct 1, 2018 · Glendale, Ca
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedJul 17, 2015 to Oct 1, 2018 · Glendale, Ca
- B•• P•••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 1, 2018, registered Dec 24, 2018 (84 days) · Affiliated broker-dealer or bank to another
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left Oct 1, 2018, registered Jan 23, 2017 (-616 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address