M•••••• N•••••• E••••••

• M••••• S•••••• wirehouse current
  since Jun 29, 2022 · Sarasota, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 11, 2022 to Jun 20, 2022 · Sarasota, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 3, 2019 to Dec 10, 2021 · Ponte Vedra Beach, Fl
• M••••• S•••••• wirehouse
  Jun 20, 2019 to Jul 5, 2019 · Ponte Vedra Beach, Fl

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Jun 20, 2022, registered Jun 29, 2022 (9 days) · Wirehouse to wirehouse · moved with a team
• R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 10, 2021, registered Jan 11, 2022 (32 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 5, 2019, registered Jul 3, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  Jun 20, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address