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Registered advisor
B•••••• G•••••••
Feed of 09/15/2026
Also filed as B•••••• G•••••••
At current firm
6 y
since Mar 3, 2020
In the industry
14 y
since Aug 28, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 3, 2020 · San Bruno, Ca
- C•••••• S••••• • C••• I••• national BDAug 3, 2016 to Mar 12, 2020 · Oakland, Ca
- C••••••• S••••••••• formerSep 3, 2014 to Jun 21, 2016 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2013 to Aug 25, 2014 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Mar 12, 2020, registered Mar 3, 2020 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• to C•••••• S••••• • C••• I•••left Jun 21, 2016, registered Aug 3, 2016 (43 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S•••••••••left Aug 25, 2014, registered Sep 3, 2014 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address