RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L•• L•••••••
- H•••••••• F•••••••• G•••• L•• independent RIA currentsince Jan 29, 2026 · Virginia Beach, Va
- R•• P•••••• W••••• independent RIANov 6, 2023 to Jan 28, 2026 · Lancaster, Pa
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 10, 2015 to Sep 27, 2023 · York, Pa
- R•• P•••••• W••••• to H•••••••• F•••••••• G•••• L••left Jan 28, 2026, registered Jan 29, 2026 (1 days) · RIA to RIA
- N••••••••• M••••• I••••••••• S••••••••• to R•• P•••••• W•••••left Sep 27, 2023, registered Nov 6, 2023 (40 days) · Other
- T•••• L•• L••••••• left R•• P•••••• W••••• for H•••••••• F•••••••• G•••• L•• (registered 2026-01-29)Jan 28, 2026 · Advisor changed firm · fact
- T•••• L•• L••••••• left N••••••••• M••••• I••••••••• S••••••••• for R•• P•••••• W••••• (registered 2023-11-06)Sep 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address