C•••••• J•••

• B•••• N•• D•• W••••• P•••••••• L•• state registered current
  since Jan 9, 2025 · Los Angeles, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 11, 2015 to Nov 11, 2022 · Los Angeles, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Jul 2, 2014 to Sep 25, 2015 · Los Angeles, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 1, 2013 to Jun 16, 2014 · Los Angeles, Ca

• U•• F•••••••• S••••••• I••• to B•••• N•• D•• W••••• P•••••••• L••
  left Nov 11, 2022, registered Jan 9, 2025 (790 days) · Wirehouse to a state-registered adviser
• J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
  left Sep 25, 2015, registered Sep 11, 2015 (-14 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Jun 16, 2014, registered Jul 2, 2014 (16 days) · Wirehouse to wirehouse

• ••• Locked
  Nov 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address