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Registered advisor
P•••••• W••••••
Feed of 09/14/2026
Also filed as Phil W••••••
At current firm
2 y
since Aug 22, 2024
In the industry
13 y
since Oct 2, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 22, 2024 · St. Petersburg, Fl
- M••••• S•••••• wirehouseSep 5, 2023 to Aug 1, 2024 · Tampa, Fl
- E•••••• C•••••• M••••••••• L•• formerJan 8, 2021 to Sep 5, 2023 · Lutz, Fl
- R•••••• J•••• • A••••••••• I••• national BDJun 28, 2017 to Oct 9, 2020 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2014 to May 17, 2016 · Alameda, Ca
- E•••••••• A•••••••• L•• national BDSep 30, 2013 to Jun 24, 2014 · Mckinney, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Aug 1, 2024, registered Aug 22, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Oct 9, 2020, registered Jan 8, 2021 (91 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left May 17, 2016, registered Jun 28, 2017 (407 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 24, 2014, registered Oct 14, 2014 (112 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- P•••••• W•••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-08-22)Aug 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address