DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•• C•••••••••

F•••••••• S••••••••independent RIAHouston, TxIA-onlyIAPD 6056748

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Oct 28, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Financial Advisorreportedfinsyn.comfirm site, Sep 15, 2026
Designations: CFP, EAreportedfinsyn.comas printed on the bio page, Sep 16, 2026
Professional profile: finsyn.com/team/set-carpinteroreportedfinsyn.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

F•••••••• S•••••••• independent RIA current
since Oct 28, 2025 · Houston, Tx
H•••••••• A•••••••• L•• BD affiliated
Jan 24, 2024 to Sep 25, 2025 · Orlando, Fl
R••••••• C••••••••• G•••• former
Jun 7, 2022 to Jan 26, 2024 · Orlando, Fl
V•••••• F•••••••• S••••••• L•• former
Jul 2, 2020 to Apr 18, 2022 · Ann Arbor, Mi
S•• A••••••• former
Mar 16, 2016 to Oct 29, 2019 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to F•••••••• S••••••••
left Sep 25, 2025, registered Oct 28, 2025 (33 days) · Affiliated broker-dealer or bank to independent RIA
R••••••• C••••••••• G•••• to H•••••••• A•••••••• L••
left Jan 26, 2024, registered Jan 24, 2024 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
V•••••• F•••••••• S••••••• L•• to R••••••• C••••••••• G••••
left Apr 18, 2022, registered Jun 7, 2022 (50 days) · RIA to RIA
S•• A••••••• to V•••••• F•••••••• S••••••• L••
left Oct 29, 2019, registered Jul 2, 2020 (247 days) · RIA to RIA

Signals

S•• C••••••••• left H•••••••• A•••••••• L•• for F•••••••• S•••••••• (registered 2025-10-28)
Sep 25, 2025 · Advisor changed firm · fact
S•• C••••••••• left R••••••• C••••••••• G•••• for H•••••••• A•••••••• L•• (registered 2024-01-24)
Jan 26, 2024 · Advisor changed firm · fact
S•• C••••••••• left V•••••• F•••••••• S••••••• L•• for R••••••• C••••••••• G•••• (registered 2022-06-07)
Apr 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address