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Registered advisor
S••• E•••••• L•••
Feed of 09/14/2026
Also filed as S••• E•••••• L••• - Gil
At current firm
7 y
since Jun 14, 2019
In the industry
17 y
since Nov 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• S••••••••• I••• BD affiliated currentsince Jun 14, 2019 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseJan 12, 2015 to Jun 18, 2019 · Mesquite, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to H•••••• S••••••••• I•••left Jun 18, 2019, registered Jun 14, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address