DFX Intelligence
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Registered advisor
H•••••• D••••• K••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as H•••••• D• K••••••••• K••••••
At current firm
0 y
since Oct 23, 2025
In the industry
14 y
since Jun 9, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 23, 2025 · New Brighton, Mn
- A••••• A•• P••••••• S••••••• BD affiliatedSep 26, 2016 to Apr 28, 2022 · Bloomington, Mn
- L•• F•••••••• L•• BD affiliatedJun 28, 2016 to Sep 15, 2016 · Hudson, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 19, 2013 to Jun 13, 2016 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 28, 2022, registered Oct 23, 2025 (1274 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 15, 2016, registered Sep 26, 2016 (11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 13, 2016, registered Jun 28, 2016 (15 days) · Other · moved with a team
Signals
- ••• LockedApr 28, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address