RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R••• V•••••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 31, 2025 · Austin, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 25, 2022 to Jul 23, 2025 · Austin, Tx
- U••••• C•••••• F•••••••• A••••••• independent RIAFeb 24, 2013 to Jun 3, 2022 · Boca Raton, Fl
- K••••• A••••••• S•••••••• L•• to S••••• W••••• A•••••••• I•••left Jul 23, 2025, registered Jul 31, 2025 (8 days) · Other
- U••••• C•••••• F•••••••• A••••••• to K••••• A••••••• S•••••••• L••left Jun 3, 2022, registered May 25, 2022 (-9 days) · Affiliated broker-dealer or bank to another
- C•••• R••• V••••••••• left K••••• A••••••• S•••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-07-31)Jul 23, 2025 · Advisor changed firm · fact
- C•••• R••• V••••••••• left U••••• C•••••• F•••••••• A••••••• for K••••• A••••••• S•••••••• L•• (registered 2022-05-25)Jun 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address