DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Avondale Wealth Management LLC
Latest filing Sep 17, 2026
First filing on the tape Jan 18, 2012 · 43 filings
SEC status approved since Jul 24, 2015
RAUM
$327M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
100%
$327M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$81.7M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$327M as of Apr 1, 2026
Feb 18, 2016$129M then
HNW client RAUM$257M as of Apr 1, 2026
Mar 28, 2018$81.7M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Feb 18, 20165 then
Employees (5.A)7 as of Apr 1, 2026
Feb 18, 20165 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $535,602derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +65%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $38.1M, 25 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M79%
- Individuals$69.5M21%
- Charitable organizations$11,0870.0%
- Individual clients
- 127reported
- HNW clients
- 73reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 610reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.1M for 25 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Coy Jacobs | West Lake Hills, Tx | Mar 26, 2010 | 25 y | 2 |
| Steven Tanner Price | West Lake Hills, Tx | Nov 3, 2015 | 10 y | 0 |
| Trevin David Harris | West Lake Hills, Tx | Sep 7, 2024 | 11 y | 0 |
| Aaron Richard Haase | West Lake Hills, Tx | Jul 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert Scott Politz to Cresset Asset Management, LLCSep 15, 2023 · RIA to RIA
- Samuel Sean Mcgee to Crestmont Private Wealth LLCSep 30, 2019 · RIA to RIA
- Hannah Vinyard Perry to Crestmont Private Wealth LLCSep 30, 2019 · RIA to RIA
- Alec Blaine Walker to Crestmont Private Wealth LLCSep 30, 2019 · RIA to RIA
- Christopher Lee Perego to Crestmont Private Wealth LLCSep 30, 2019 · RIA to RIA
- Luis Cristobal Lemus to Avondale Investment Management LLCJan 5, 2013 · Other
- Andrew Patrick Mutscheller to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 25, 2012 · Other
Joined, latest
- Christopher Lee Perego from Scf Private Wealth Holdings, LLCDec 7, 2017 · Other
- Andrew Patrick Mutscheller from J.P. Morgan Asset ManagementMar 27, 2010 · Other
- Justin Coy Jacobs from Bbva Compass Investment Solutions, IncMar 26, 2010 · Other
- Samuel Sean Mcgee from Banc Of America Investment Services, Inc.Mar 26, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Crestmont Private Wealth LLCSep 30, 2019 · Houston, Tx · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G Joanne Burks · Chief Compliance Officercontrolsince 10/2017 · owns less than 5%
- Coy Justin Jacobs · Ceo And Foundercontrolsince 03/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Lake Hills, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- The Woodlands, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Sep 17, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2026-04-01, no on the filing of 2026-09-17peers: independent wealth managers, $100M to $500M (5,676)
- client count surgeChange between filings · filing Apr 1, 2026individual and HNW clients (Item 5.D) moved from 121.0 to 200.0 (+65.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Apr 1, 2026 to Sep 17, 2026
- Related adviser · false to unsetApr 1, 2026 to Sep 17, 2026
- Related bank · false to unsetApr 1, 2026 to Sep 17, 2026
- Related broker-dealer · false to unsetApr 1, 2026 to Sep 17, 2026
- Related insurance company · false to unsetApr 1, 2026 to Sep 17, 2026
- Succession · false to unsetApr 1, 2026 to Sep 17, 2026
- Assets in custody · $53.0M to $38.1MMar 31, 2026 to Apr 1, 2026
- Accounts · 553 to 610Mar 28, 2025 to Mar 31, 2026
- HNW clients · 44 to 73Mar 28, 2025 to Mar 31, 2026
- Individual clients · 77 to 127Mar 28, 2025 to Mar 31, 2026
- Employees · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $245M to $284MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $224M to $257MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $61.5M to $69.5MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $41.3M to $42.4MMar 28, 2025 to Mar 31, 2026
- RAUM · $286M to $327MMar 28, 2025 to Mar 31, 2026
- Accounts · 504 to 553Oct 31, 2024 to Mar 28, 2025
- Advisory employees · 2 to 3Oct 31, 2024 to Mar 28, 2025
- Charity clients · unset to 1.0Oct 31, 2024 to Mar 28, 2025
- HNW clients · 40 to 44Oct 31, 2024 to Mar 28, 2025
- Individual clients · 78 to 77Oct 31, 2024 to Mar 28, 2025
- Assets in custody · $48.7M to $53.0MOct 31, 2024 to Mar 28, 2025
- Employees · 5 to 6Oct 31, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 0Oct 31, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 3Oct 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $215M to $245MOct 31, 2024 to Mar 28, 2025
- HNW RAUM · $189M to $224MOct 31, 2024 to Mar 28, 2025
- Individual RAUM · $61.1M to $61.5MOct 31, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $34.9M to $41.3MOct 31, 2024 to Mar 28, 2025
- RAUM · $250M to $286MOct 31, 2024 to Mar 28, 2025
- HQ city · AUSTIN to WEST LAKE HILLSMar 27, 2024 to Oct 31, 2024
- Accounts · 483 to 504Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 3 to 2Mar 30, 2023 to Mar 27, 2024
- HNW clients · 35 to 40Mar 30, 2023 to Mar 27, 2024
- Individual clients · 82 to 78Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $40.8M to $48.7MMar 30, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 2Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $182M to $215MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $157M to $189MMar 30, 2023 to Mar 27, 2024
Signals
3 dated events
- Robert Scott Politz left Avondale Wealth Management Llc for Cresset Asset Management, Llc (registered 2023-09-19)Sep 15, 2023 · Advisor changed firm · fact
- Sean Samuel Mcgee (Managing Member) no longer on Schedule A of Avondale Wealth Management Llc (listed 2019-07-09, absent 2019-10-16)Oct 16, 2019 · Control person left · inference
- Avondale Wealth Management Llc filed its initial SEC registration (Form ADV)Jul 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Avondale Wealth Management LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@avondalewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-505-8148reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/AVONDALE-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- AVONDALEWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-505-8148reportedpublic record, Form ADV, Sep 17, 2026
- Team page
- avondalewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026