RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••••• G••• C•••••
- O••••••••• institutional currentsince Nov 17, 2025 · Wadsworth, Oh
- L•• F•••••••• L•• BD affiliatedMar 8, 2023 to Dec 2, 2025 · Wadsworth, Oh
- J••• M••••• S••••••••• L•• wirehouseJan 13, 2021 to Feb 14, 2023 · Akron, Oh
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Dewitt, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerJul 28, 2017 to Feb 26, 2018 · Saint Louis, Mo
- L•• F•••••••• L•• to O•••••••••left Dec 2, 2025, registered Nov 17, 2025 (-15 days) · Other
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Feb 14, 2023, registered Mar 8, 2023 (22 days) · Wirehouse to independent RIA
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Jan 11, 2021, registered Jan 13, 2021 (2 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- J••••• G••• C••••• left L•• F•••••••• L•• for Onedigital (registered 2025-11-17)Dec 2, 2025 · Advisor changed firm · fact
- J••••• G••• C••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2023-03-08)Feb 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address