RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• P•••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 21, 2025 · New Albany, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDMar 24, 2025 to Jun 30, 2025 · Dublin, Oh
- L•• F•••••••• L•• BD affiliatedAug 2, 2021 to Feb 21, 2025 · Upper Arlington, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedJan 14, 2021 to Aug 10, 2021 · Columbus, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedJul 7, 2016 to Feb 24, 2017 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 30, 2025, registered Aug 21, 2025 (52 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 21, 2025, registered Mar 24, 2025 (31 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left Aug 10, 2021, registered Aug 2, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Feb 24, 2017, registered Jan 14, 2021 (1420 days) · Other
- R••••• M•••••• P••••••• left A••••••••• F•••••••• S•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-08-21)Jun 30, 2025 · Advisor changed firm · fact
- R••••• M•••••• P••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-03-24)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address