RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B••••
- A•••••••• A•••••••• L•• independent RIA currentsince Jun 26, 2026 · Doylestown, Pa
- C••••••••• F•••••••• N•••••• national BDFeb 23, 2022 to Jun 28, 2026 · Glastonbury, Ct
- C••••••• S••••••••• I••• BD affiliatedJul 13, 2020 to Feb 8, 2022 · North Haven, Ct
- C••••••••• F•••••••• N•••••• to A•••••••• A•••••••• L••left Jun 28, 2026, registered Jun 26, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••left Feb 8, 2022, registered Feb 23, 2022 (15 days) · Affiliated broker-dealer or bank to another
- K•••• B•••• left C••••••••• F•••••••• N•••••• for A•••••••• A•••••••• L•• (registered 2026-06-26)Jun 28, 2026 · Advisor changed firm · fact
- K•••• B•••• left C••••••• S••••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2022-02-23)Feb 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address