DFX Intelligence
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Registered advisor
J•••• R••••• P••••••
Feed of 09/14/2026
At current firm
14 y
since May 11, 2012
In the industry
18 y
since Aug 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• H• L•••• P••• state registered currentsince May 11, 2012 · Oak Brook, Il
- O••• W••••• A•••••••• L•• formerNov 1, 2018 to May 28, 2026 · Chicago, Il
- S••••• H• L•••• P••• state registeredMay 11, 2012 to Dec 31, 2022 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- O••• W••••• A•••••••• L•• to no registered destinationleft May 28, 2026 · Departure, no registered destination
Signals
- ••• LockedMay 28, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address