DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Orba Wealth Advisors, LLC

Former SEC-registered adviserChicago, IllinoisCRD 297351SEC 801-121526websiteIAPD
Latest filing Nov 28, 2025
First filing on the tape May 18, 2021 · 20 filings
SEC status approved since Jun 17, 2021
RAUM
$137M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
94%
$128M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
16 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$137M as of Nov 28, 2025
Mar 31, 2022$128M then
HNW client RAUM$119M as of Nov 28, 2025
Mar 31, 2022$109M then
State-registered IARs (5.B.3)15 as of Nov 28, 2025
Mar 31, 20221 then
Employees (5.A)16 as of Nov 28, 2025
Mar 31, 202210 then
Private funds: no history
RAUM -16% over the last fiscal year+2.2% a year over threeIARs 8 to 15offices 0 to 16
Practice profile
derived from the filing of Nov 28, 2025; every figure names its basis
RAUM per advisor
$9.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
7derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$616,647derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
0.9derived17 offices incl. principal (1.F.5)
RAUM growth, one year
+58%derivedbetween the last two annual amendments
Advisor growth, one year
+75%derivedItem 5.B.3 between annual amendments
Client growth, one year
+41%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$136MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$119M87%
  • Individuals$9.3M6.8%
  • Corporations and businesses$5.5M4.0%
  • Pension and profit-sharing plans$3.4M2.5%
Individual clients
37reported
HNW clients
65reported
Pension plan clients
3reported
Charitable clients
n/areported
Accounts
222reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Robert James Pellino · Chief Operating Officercontrol
      since 02/2018 · owns 5% to 10%
    • V James Petitpren · Chief Investment Officercontrol
      since 02/2018 · owns less than 5%
    • Lawrence Frank Washelesky · Chief Compliance Officercontrol
      since 02/2018 · owns 5% to 10%
    Entity owners
    • Ostrow Reisin Berk & Abrams, Ltd. · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Orba Insurance Services, LLC
      real estaten
    • Ostrow Reisin Berk & Abrams, Ltd.
      insurancey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Lemont, Il000
    Wheaton, Il001
    Chicago, Il · principal001
    Largo, Fl001
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 455 to 222
      Jun 23, 2025 to Aug 20, 2025
    • Corporate clients · 3 to 2
      Jun 23, 2025 to Aug 20, 2025
    • HNW clients · 128 to 65
      Jun 23, 2025 to Aug 20, 2025
    • Individual clients · 94 to 37
      Jun 23, 2025 to Aug 20, 2025
    • Pension plan clients · 8 to 3
      Jun 23, 2025 to Aug 20, 2025
    • State-registered IARs · 14 to 15
      Jun 23, 2025 to Aug 20, 2025
    • Other offices · 15 to 16
      Jun 23, 2025 to Aug 20, 2025
    • Discretionary RAUM · $250M to $134M
      Jun 23, 2025 to Aug 20, 2025
    • HNW RAUM · $227M to $119M
      Jun 23, 2025 to Aug 20, 2025
    • Individual RAUM · $19.0M to $9.3M
      Jun 23, 2025 to Aug 20, 2025
    • Non-discretionary RAUM · $7.1M to $3.1M
      Jun 23, 2025 to Aug 20, 2025
    • Pension RAUM · $4.8M to $3.4M
      Jun 23, 2025 to Aug 20, 2025
    • RAUM · $257M to $137M
      Jun 23, 2025 to Aug 20, 2025
    • Related adviser · true to false
      Jun 23, 2025 to Aug 20, 2025
    • Financial planning clients · 101-250 to 101-250
      May 1, 2025 to Jun 23, 2025
    • Other offices · 13 to 15
      May 1, 2025 to Jun 23, 2025
    • Other offices · 12 to 13
      Aug 23, 2024 to Dec 10, 2024
    • Accounts · 342 to 455
      Jul 12, 2024 to Aug 23, 2024
    • Advisory employees · 8 to 16
      Jul 12, 2024 to Aug 23, 2024
    • HNW clients · 85 to 128
      Jul 12, 2024 to Aug 23, 2024
    • Individual clients · 73 to 94
      Jul 12, 2024 to Aug 23, 2024
    • Employees · 9 to 16
      Jul 12, 2024 to Aug 23, 2024
    • State-registered IARs · 8 to 14
      Jul 12, 2024 to Aug 23, 2024
    • Discretionary RAUM · $160M to $250M
      Jul 12, 2024 to Aug 23, 2024
    • HNW RAUM · $140M to $227M
      Jul 12, 2024 to Aug 23, 2024
    • Individual RAUM · $18.8M to $19.0M
      Jul 12, 2024 to Aug 23, 2024
    • Non-discretionary RAUM · $2.9M to $7.1M
      Jul 12, 2024 to Aug 23, 2024
    • Pension RAUM · $3.9M to $4.8M
      Jul 12, 2024 to Aug 23, 2024
    • RAUM · $162M to $257M
      Jul 12, 2024 to Aug 23, 2024
    • Other offices · 2 to 12
      Dec 13, 2023 to Jul 12, 2024
    • Other offices · 0 to 2
      Aug 29, 2023 to Nov 21, 2023
    • Accounts · 308 to 342
      Nov 4, 2022 to Aug 29, 2023
    • Advisory employees · 2 to 8
      Nov 4, 2022 to Aug 29, 2023
    • Employees · 10 to 9
      Nov 4, 2022 to Aug 29, 2023
    • State-registered IARs · 1 to 8
      Nov 4, 2022 to Aug 29, 2023
    • Discretionary RAUM · $117M to $160M
      Nov 4, 2022 to Aug 29, 2023
    • HNW RAUM · $106M to $140M
      Nov 4, 2022 to Aug 29, 2023
    • Individual RAUM · $13.2M to $18.8M
      Nov 4, 2022 to Aug 29, 2023
    • Non-discretionary RAUM · $5.3M to $2.9M
      Nov 4, 2022 to Aug 29, 2023
    • Pension RAUM · $2.9M to $3.9M
      Nov 4, 2022 to Aug 29, 2023
    Signals
    10 dated events
    • Orba Wealth Advisors, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $136.9M)
      Jun 1, 2026 · Left the SEC roster · derived
    • Michael Spero Furla left Orba Wealth Advisors, Llc for Lpl Financial Llc (registered 2025-04-29)
      May 28, 2026 · Advisor changed firm · fact
    • James Robert Pellino no longer registered at Orba Wealth Advisors, Llc; no later IA registration on IAPD
      May 28, 2026 · Advisor departure · fact
    • Frank L Washelesky left Orba Wealth Advisors, Llc for Citrin Cooperman Wealth Management, Llc (registered 2025-11-25)
      Oct 31, 2025 · Advisor changed firm · fact
    • Orba Wealth Advisors, Llc reported RAUM $136.9M, down 47% from $257.1M (2025-06-23 to 2025-08-20)
      Aug 20, 2025 · RAUM change · derived
    • James V Petitpren left Orba Wealth Advisors, Llc for Greenstone Belt Wealth Advisors, Llc (registered 2025-05-07)
      Jun 13, 2025 · Advisor changed firm · fact
    • Luke M Schillo left Orba Wealth Advisors, Llc for Greenstone Belt Wealth Advisors, Llc (registered 2025-05-07)
      Jun 13, 2025 · Advisor changed firm · fact
    • 2 advisors left Orba Wealth Advisors, LLC (Chicago, IL) for Greenstone Belt Wealth Advisors, LLC on the same day
      Jun 13, 2025 · Team lift-out · derived
    • Orba Wealth Advisors, Llc reported 12 offices beyond its principal office, up from 2 (2023-12-13 to 2024-07-12)
      Jul 12, 2024 · Office count change · derived
    • Orba Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
      May 18, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026